**Submission deadline: 25 June 2021 (Final)**

The aim of the competition is to provide a common platform that encourages fair and easy comparisons across different niching algorithms. The competition allows participants to run their own niching algorithms on 20 benchmark multimodal functions with different characteristics and levels of difficulty. Researchers are welcome to evaluate their niching algorithms using this benchmark suite, and report the results by submitting a paper to the main tracks of GECCO (i.e., submitting via the online submission system of GECCO'2021).

The GECCO 2021 competition on Niching Methods for Multimodal Optimization is similar to the GECCO 2020 competition. It largely follows the procedures of the 2013/2015 CEC niching competitions. The set of problems is the same, and the interface is not changed. However, we modify the submission report format (the files that contain the best solutions found within a run) slightly by adding some new information. The participants have to follow the format described in the SUBMISSION section bellow.

The **new formats** includes information for the final solution set found by the
algorithm for each execution run. It includes the search space coordinates of a
reported solution, its fitness value and information on the resources used
until this solution has been found (number of used fitness evaluations, and the
time). Time measurements are not essential but rather needed for checking that
the generated order is correct. It may also be employed for rough comparison of
the overall time (wall time) the algorithms need for generating a solution set,
but this is of no importance for this issue of the competition.

The other important change concerns **the performance
criteria**. As before, we fix the maximum amount of evaluations per
run and problem and count the number of detected peaks as our first measure.
This is also known as **recall** in information retrieval, or sensitivity in binary
classification. Recall is defined as the number of successfully detected items
(out of the set of relevant items), divided by the number of relevant
items.

Additionally, we will also look at 2 more measures, namely the static
**F1 measure** (after the budget has been used up), and the
(dynamic) **F1 measure integral**. The F1 measure is usually
understood as the product of precision and recall. **Precision**
is meant as the fraction of relevant detected items compared to the overall
number of detected items, in our case this is the number of detected peaks
divided by the number of solutions in the report ("best") file. That is, the
higher the number of duplicates or non-optimal solutions in the report, the
worse the computed performance indicator gets. Ideally, the report file shall
provide all sought peaks and only these, which would result in an F1 value of 1
(as both recall and precision would be 1).

The static F1 measure uses the whole report file and computes the F1 measures of complete runs, and these are then averaged over the number of runs and problems. The 3rd measure is more fine-grained and also looks at the time (in function evaluation counts) when solutions are detected. Therefore, track the report file line by line and compute the F1 value for each point in time when a new solution (line) is written, using all the information that is available up to that point. Thus we compute the F1 value "up to that time", and doing that for each step results in a curve. The F1 measure integral is the area under-the-curve (AUC), divided by the maximum number of function evaluations allowed for that specific problem. It is therefore also bounded by 1.

**In the case if you cannot virtually attend GECCO 2021, we encourage you to submit a
short report about your algorithm and results**. You can submit the report directly to the special session organizer Michael Epitropakis, in order to be counted in the competition.
More specifically, the authors are expected to submit the solutions found in
this report, in order for us to validate the results. Please follow the
format described in the SUBMISSION section bellow.

**Test suite for the competition as well as the performance measures are implemented in
Matlab, python, Java, and C/C++, and available for download here or from GitHub (the most up-to-date version). Please refer to the following technical report for more information about these benchmark functions:
**

**Reference**: X. Li, A. Engelbrecht, and M.G. Epitropakis, ``Benchmark Functions for CEC'2013 Special Session and Competition on Niching Methods for Multimodal Function Optimization'', Technical Report, Evolutionary Computation and Machine Learning Group, RMIT University, Australia, 2013 [.bib].

**This competition is supported by the newly established IEEE CIS Task force on Multi-modal Optimization**

Submissions should be prepared according to the standard format of regular papers specified in GECCO'2021 and submitted via email directly to Michael Epitropakis. All submissions have to follow the required report format as indicated in the SUBMISSION section.

- Submission deadline:
**25 June 2021 (Final)** - GECCO 2021 Conference:
**July 10th-14th 2021**

Please submit your results in a report directly to Michael Epitropakis, no later than **25 June 2021 (Final).**

Each participant can submit more that one entries (algorithms). For each entry (algorithm) the participant has to provide a compressed folder, named preferably as the algorithm's name (eg DEnrand.zip), with the following ASCII text files. For each benchmark problem (20 benchmarks) and for each independent execution run (50 runs), the participant has to save the final solution set of the execution in a separate text file named for example: for benchmark 1, execution run 1 the filename should be: **problem001run001.dat**. A total of 50 x 20 = **1000 ASCII text files** have to be submitted (compressed as stated above). Each text file should contain the final solution set that will be submitted to the organizers. Manual pre/post processing of the files is not allowed.

The basic format of each ASCII text file is:

Solution |
"=" | fitness | "@" | fes | time | action | |||
---|---|---|---|---|---|---|---|---|---|

x1 | x2 | ... | xd | = | y1 | @ | n | t | a |

1 | 1 | 1 | 1 | = | 1111 | @ | 100 | 3.14 | 0 |

2 | 2 | 2 | 2 | = | 2222 | @ | 200 | 6.28 |
1 |

2 | 2 | 2 | 2 | = | 2222 | @ | 200 | 6.28 |
-1 |

Solution stands for the search space coordinates of a reported solution (**tab or space separated**), then we use the equal sign to mark that now the fitness values (only one in our case) follow. The "@" ends this block, and the last two columns stand for the number of used fitness evaluations until this solution has been found, and the time in milliseconds. As mentioned above, the latter is not essential but rather needed for checking that the generated order is correct. It may also be employed for rough comparison of the overall time (wall time) the algorithms need for generating a solution set, but this is of no importance for this issue of the competition.

In this competition, we have also added the **action column **(last column) that represents the action that has to be performed with this solution (Acceptable values: **0, 1, -1**). We have defined three main actions (0/1/-1):

**Reset archive and add solution (0):**This action deletes everything that has been reported in the current file and adds the current solution as the first solution in the archive.**Add solution (1):**This is the normal case where the reported solution is added in the archive.**Delete solution (-1):**In this case, we search through the archive and delete the reported solution. If the archive does not contain this solution, we do not take any action. Notice that the solutions are hashed by the following features: Solution (x1,x2,...,xd), fes, and time. As such, a solution will be removed only if the exact same solution is found within the archive.

In this version of the competition we will adopt three ranking procedures to explore different aspects of the submitted algorithms:

- The first ranking will adopt the CEC2013/2015 competition ranking procedure (ranking based on average PR values), to facilitate straight forward comparisons with all previous competition entries.
- The second ranking will adopt the (static)
**F1 measure**to take into account the recall and precision of the final solution sets (as described in OVERVIEW) - The third ranking will adopt the (dynamic)
**F1 measure integral**over the whole runtime to take into account the computational efficiency of the submitted algorithm (as described in OVERVIEW)

LIACS, Universiteit Leiden,

Niels Bohrweg 1

2333 CA Leiden, The Netherlands

m.preuss@liacs.leidenuniv.nl

Computer Science,

College of Engineering, Mathematics and Physical Sciences,

University of Exeter, Exeter, UK.

J.E.Fieldsend@exeter.ac.uk

The Signal Group,

Athens, Greece.

m.epitropakis@gmail.com

School of Computing Technologies,

RMIT University,

Melbourne, VIC 3001, Australia.

xiaodong.li@rmit.edu.au

Please don't hesitate to contact us for any inquiries:

**Mike Preuss:** mike.preuss@uni-muenster.de

**Michael G. Epitropakis:** m.epitropakis@gmail.com

**Xiaodong Li:** xiaodong.li@rmit.edu.au